Bergeson, LLP Affiliated Counsel Jared Kopel Addresses The SEC’s Warning About “Swaps” And “Security-Based Swaps”

Bergeson, LLP Affiliated Counsel Jared Kopel recently published an article addressing the Securities and Exchange Commission’s recent warning about “swaps” and “security-based swaps.”  Mr. Kopel’s article detailed the SEC’s enforcement in the action of In the Matter of Sand Hill Exchange, Garrit Hal and Elaine Ou, Securities Exchange Act Release No. 75187 (June 17, 2015).

A full copy of the article can be found at https://www.therecorder.com